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Bank of England consortium discusses AI risks in financial services

The Bank of England's Artificial Intelligence Consortium (AIC) has discussed potential risks of AI in UK financial services, including challenges in explainability, accelerated contagion, and concentration risk.

  • The AIC's fourth quarterly meeting addressed explainability and transparency in generative AI, noting difficulties in applying existing model risk frameworks.
  • A workshop examined how AI adoption could alter contagion pathways, potentially leading to price volatility and system-wide disruption.
  • Concentration of AI providers in UK financial services was identified as a risk to financial stability and market integrity.

The Artificial Intelligence Consortium (AIC), co-chaired by David Geale and Sarah Breeden, held its fourth quarterly meeting at the Financial Conduct Authority's (FCA) offices. The consortium aims to foster dialogue on the capabilities, development, deployment, use, and potential risks of artificial intelligence (AI) in UK financial services.

Discussions included challenges in explainability and transparency for generative AI (GenAI). A workshop identified recurring model risk issues such as system complexity, limited transparency from third-party providers, and output variability, which can make it difficult to apply existing model risk frameworks proportionately.

Another workshop analysed how AI adoption might alter contagion pathways across the financial system. Potential impacts include price volatility, changes in participant behaviour, and system-wide disruption during periods of stress. Members also discussed the importance of distinguishing between visible and invisible risks, and the need for cross-firm approaches to testing contagion.

The consortium also considered concentration risk arising from AI providers in UK financial services. A survey suggested that concentration exists at the model and compute levels, with limited alternatives, particularly for services supporting Important Business Services (IBS).

Why this matters: The discussions highlight ongoing efforts by regulators and industry to understand and manage the evolving risks associated with AI adoption in the financial sector, aiming to support responsible AI use and maintain financial stability.

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