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Uncertainty over funding rules impacts UK class action regime

The UK's opt-out collective action regime faces uncertainty due to the Competition Appeal Tribunal's approach to litigation funding agreements, according to Leslie Perrin. This could affect investment in such cases.

  • The Competition Appeal Tribunal's (CAT) approach to litigation funding agreements is causing concern within the industry.
  • Litigation funding is described as an exceptionally risky business, with funders committing substantial capital over many years.
  • Government proposals for the opt-out regime, including faster distributions and better cost management, are welcomed.

The UK's opt-out collective action regime is facing increasing uncertainty due to the Competition Appeal Tribunal's (CAT) developing approach to litigation funding agreements, according to Leslie Perrin, chairman of Calunius Capital. This uncertainty is reportedly worsening the already risky nature of litigation funding.

Perrin states that funders invest significant capital into investigating, certifying, and pursuing claims that can take years to resolve. In return, they receive an agreed share if the claim succeeds, but lose their entire investment if it fails. Recent signals from the CAT, which appear to show a willingness to revisit funding arrangements and priority agreements when determining distributions, are causing concern.

The government's recent light-touch proposals for the opt-out regime, which include recommendations for faster distributions in successful class actions, better management of legal costs, and procedural reforms, have been welcomed. However, the industry still awaits the implementation of key recommendations from the Civil Justice Council and promised government legislation to reverse the 2023 Supreme Court PACCAR judgment.

Why this matters: The effectiveness of the UK's opt-out collective action regime, which underpins access to justice and confidence in fair markets, depends on investment from third-party litigation funding.

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